Programme day two

0830	Registration & breakfast
0850	Welcome address: Ellen Davis, Editor, OPRISK & COMPLIANCE
0900	Plenary Session: Regulatory convergence in the EU MiFID and its practicality in Europe An overview of reforms happening at the EU level Guido Ravoet, Secretary General, EUROPEAN BANKING FEDERATION
0940	Panel Discussion: Hedge funds; Under the regulatory microscope Reining in fund activities: Is it really necessary? Discussion on how new regulatory focus affect hedge funds European and USA compliance issues to take note of The FSA’s approach to hedge fund regulation Key regulatory issues for hedge funds Moderator: Ian Mason, Partner, BARLOW LYDE & GILBERT Stephen Foster, Director, Global Co-Head, Hedge Fund Services, CREDIT SUISSE Ian Morley, CEO, DAWNAY DAY OLYMPIA Tom Sargeant, Executive Director, Hedge Fund Strategies, GOLDMAN SACHS
1020	Morning break
1050	Why fighting financial crime should be part of best business practice for you Treating money laundering as more than an issue of compliance Tackling fraud – how the insurance industry is using data sharing to counter organised fraud Benchmarking and measuring industry performance Getting customers to help fight the fraudster Chris Hannant, Chairman, Head of Financial Crime, ASSOCIATION OF BRITISH INSURERS
1130	Managing conflict of interests, anti-corruption and anti-bribery measures into compliance policies Enery Quinones, Chief of Compliance, EUROPEAN BANK FOR RECONSTRUCTION & DEVELOPMENT
1240	Lunch
	Stream 1 Tackling and preventing financial crime	Stream 2 Building a value-added compliance risk framework
1330	Chairman’s opening address Lady Olga Maitland, CEO, INTERNATIONAL ASSOCIATION OF MONEY TRANSFER NETWORKS	Chairman’s opening address Chairman to be confirmed
1340	A strategic approach to fighting fraud The nature and scale of fraud Understanding the different facets of fraud Combating fraud on a global level Information collaboration Taking responsibility for the prevention of fraud Implementing and monitoring anti-fraud systems Jonathan Fisher, Queen’s Counsel, FRAUD ADVISORY PANEL	MiFID: Big burden for small shoulders How smaller banks can cope with MiFID implementation Weighing up MiFID as a strategic change Unlocking the benefits within the intricacies of MiFID Early implementation of MiFID to gain comparative advantage Bob Fuller, Director MiFID, DRESDNER BANK
1420	Masterclass: ‘Cash’ me if you can: a money launderer explains how laundrymen practise their trade A candid inside view of the tactics & strategies employed by successful money launderers People and companies laundering the proceeds of crime in the European Union & North America Analysis of the techniques in current use The ways laundering reporting officers and compliance officers identifyand interdict money laundering on a real-time basis Recognising emerging threats in the money laundering field Resources available to compliance in reducing money laundering risk Kenneth Rijock, Ex-Money Launderer & Financial Crime Expert	MiFID: The fund manager’s perspective The business gap analysis MiFID implementation project design Key areas for fund managers Involving other parts of the firm Using MiFID to enhance compliance generally Mike Gould, Head of Compliance, RUSSELL INVESTMENT GROUP
1500	Don’t let the fraud-ian slip, slip away Executing employee fraud investigations Spotting the early warning signs Setting up internal investigation teams Instituting checks & measures, such as expenditure profiling Ken Whatmore, Head of Investigations, BARCLAYS BANK	Panel Discussion: MiFID implementation; A hedge funds perspective Moderator: Martin Cornish, Partner, KATTEN MUCHIN ROSENMAN CORNISH Kevin Bourne, Global Head of Execution Trading, HSBC Further panelists to be confirmed. Please visit www.compliance06europe.com
1540	Afternoon break
1610	Challenges and developments in tackling financial crimes in Europe: a two-point perspective John McDonald, Detective Constable, SCOTLAND YARD Michael O’Kane, Senior Partner, PETERS & PETERS	Implementing Basel II in the EU Review of CEBS’ CRD-related work Coordination between the Lamfalussy committees on CRD and MiFiD Specific coordination work on outsourcing and internal governance Alan Houmann, Advisor, COMMITTEE OF EUROPEAN BANKING SUPERVISORS (CEBS)
1650	Best practices in fraud prevention How fraud prevention practices tie in with new regulations such as MiFID and BASEL II Impact of these regulations on fraud management Ross Martyn, Executive Director, Internal Audit, MORGAN STANLEY	Basel II implementation and compliance by a leading bank Key implementation issues to tackle How have risk management and measurement techniques adapted to Basel II Andrew Powell, Head of BASEL II Barclays UK Banking, BARCLAYS BANK PLC
1730	Chairman’s closing address	Chairman’s closing address
1740	Conference chairman’s closing address Ellen Davis, Editor, OPRISK & COMPLIANCE
1750	End of Compliance Europe 06

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